 a longing to return to the realm of the soul

sophie woke with a start early the next morning. she glanced at the clock. it was only a little after five but she was so wide awake that she sat up in bed. why was she wearing a dress? then she remembered everything.

she climbed onto a stool and looked on the top shelf of the closet. yes--there, at the back, was the video cassette. it hadn't been a dream after all; at least, not all of it.

but she couldn't really have seen plato and socrates ... oh, never mind! she didn't have the energy to think about it any more. perhaps her mother was right, perhaps she was acting a bit nuts these days.

anyway, she couldn't go back to sleep. perhaps she ought to go down to the den and see if the dog had left another letter. sophie crept downstairs, put on a pair of jogging shoes, and went out.

in the garden everything was wonderfully clear and still. the birds were chirping so energetically that sophie could hardly keep from laughing. the morning dew twinkled in the grass like drops of crystal. once again she was struck by the incredible wonder of the world.

inside the old hedge it was also very damp. sophie saw no new letter from the philosopher, but nevertheless she wiped off one of the thick roots and sat down.

she recalled that the video-plato had given her some questions to answer. the first was something about how a baker could bake fifty identical cookies.

sophie had to think very carefully about that, because it definitely wouldn't be easy. when her mother occasionally baked a batch of cookies, they were never all exactly the same. but then she was not an expert pastry cook; sometimes the kitchen looked as if a bomb had hit it. even the cookies they bought at the baker's were never exactly the same. every single cookie was shaped separately in the baker's hands.

then a satisfied smile spread over sophie's face. she remembered how once she and her father went shopping while her mother was busy baking christmas cookies. when they got back there were a lot of gingerbread men spread out on the kitchen table. even though they weren't all perfect, in a way they were all the same. and why was that? obviously because her mother had used the same mold for all of them.

sophie felt so pleased with herself for having remembered the incident that she pronounced herself done with the first question. if a baker makes fifty absolutely identical cookies, he must be using the same pastry mold for all of them. and that's that!

then the video-plato had looked into the camera and asked why all horses were the same. but they weren't, at all! on the contrary, sophie thought no two horses were the same, just as no two people were the same.

she was ready to give up on that one when she remembered what she had thought about the cookies. no one of them was exactly like any of the others. some were a bit thicker than the others, and some were broken. but still, everyone could see that they were--in a way-- "exactly the same."

what plato was really asking was perhaps why a horse was always a horse, and not, for example, a cross between a horse and a pig. because even though some horses were as brown as bears and others were as white as lambs, all horses had something in common. sophie had yet to meet a horse with six or eight legs, for example.

but surely plato couldn't believe that what made all horses alike was that they were made with the same mold?

then plato had asked her a really difficult question. does man have an immortal soul? that was something sophie felt quite unqualified to answer. all she knew was that dead bodies were either cremated or buried, so there was no future for them. if man had an immortal soul, one would have to believe that a person consisted of two separate parts: a body that gets worn out after many years--and a soul that operates more or less independently of what happens to the body. her grandmother had said once that she felt it was only her body that was old. inside she had always been the same young girl-the thought of the "young girl" led sophie to the last question: are women and men equally sensible? she was not so sure about that. it depended on what plato meant by sensible.

something the philosopher had said about socrates came into her mind. socrates had pointed out that everyone could understand philosophical truths if they just used their common sense. he had also said that a slave had the same common sense as a nobleman. sophie was sure that he would also have said that women had the same common sense as men.

while she sat thinking, there was a sudden rustling in the hedge, and the sound of something puffing and blowing like a steam engine. the next second, the golden labrador slipped into the den. it had a large envelope in its mouth.

"hermes!" cried sophie. "drop it! drop it!" the dog dropped the envelope in sophie's lap, and sophie stretched out her hand to pat the dog's head. "good boy, hermes!" she said. the dog lay down and allowed itself to be patted. but after a couple of minutes it got up and began to push its way back through the hedge the same way it had come in. sophie followed with the brown envelope in her hand. she crawled through the dense thicket and was soon outside the garden.

hermes had already started to run toward the edge of the woods, and sophie followed a few yards behind. twice the dog turned around and growled, but sophie was not to be deterred.

this time she was determined to find the philosopher--even if it meant running all the way to athens.

the dog ran faster and suddenly turned off down a narrow path. sophie chased him, but after a few minutes he turned and faced her, barking like a watchdog. sophie still refused to give up, taking the opportunity to lessen the distance between them.

hermes turned and raced down the path. sophie realized that she would never catch up with him. she stood quite still for what seemed like an eternity, listening to him running farther and farther away. then all was silent.

she sat down on a tree stump by a little clearing in the woods. she still had the brown envelope in her hand. she opened it, drew out several typewritten pages, and began to read:

plato's academy

thank you for the pleasant time we spent together, sophie. in athens, i mean. so now i have at least introduced myself. and since i have also introduced plato, we might as well begin without further ado.

plato (428-347 b.c.) was twenty-nine years old when socrates drank the hemlock. he had been a pupil of socrates for some time and had followed his trial very closely. the fact that athens could condemn its noblest citizen to death did more than make a profound impression on him. it was to shape the course of his entire philosophic endeavor.

to plato, the death of socrates was a striking example of the conflict that can exist between society as it really is and the true or ideal society. plato's first deed as a philosopher was to publish socrates' apology, an account of his plea to the large jury.

as you will no doubt recall, socrates never wrote anything down, although many of the pre-socratics did. the problem is that hardly any of their written material remains. but in the case of plato, we believe that all his principal works have been preserved. (in addition to socrates' apology, plato wrote a collection of epistles and about twenty-five philosophical dialogues.) that we have these works today is due not least to the fact that plato set up his own school of philosophy in a grove not far from athens, named after the legendary greek hero academus. the school was therefore known as the academy. (since then, many thousands of "academies" have been established all over the world. we still speak of "academics" and "academic subjects.")

the subjects taught at plato's academy were philosophy, mathematics, and gymnastics--although perhaps "taught" is hardly the right word. lively discourse was considered most important at plato's academy. so it was not purely by chance that plato's writings took the form of dialogues.

the eternally true, eternally beautiful, and eternally good

in the introduction to this course i mentioned that it could often be a good idea to ask what a particular philosopher's project was. so now i ask: what were the problems plato was concerned with?

briefly, we can establish that plato was concerned with the relationship between what is eternal and immutable, on the one hand, and what "flows," on the other. (just like the pre-socratics, in fact.) we've seen how the sophists and socrates turned their attention from questions of natural philosophy to problems related to man and society. and yet in one sense, even socrates and the sophists were preoccupied with the relationship between the eternal and immutable, and the "flowing." they were interested in the problem as it related to human morals and society's ideals or virtues. very briefly, the sophists thought that perceptions of what was right or wrong varied from one city-state to another, and from one generation to the next. so right and wrong was something that "flowed." this was totally unacceptable to socrates. he believed in the existence of eternal and absolute rules for what was right or wrong. by using our common sense we can all arrive at these immutable norms, since human reason is in fact eternal and immutable.

do you follow, sophie? then along comes plato. he is concerned with both what is eternal and immutable in nature and what is eternal and immutable as regards morals and society. to plato, these two problems were one and the same. he tried to grasp a "reality" that was eternal and immutable.

and to be quite frank, that is precisely what we need philosophers for. we do not need them to choose a beauty queen or the day's bargain in tomatoes. (this is why they are often unpopular!) philosophers will try to ignore highly topical affairs and instead try to draw people's attention to what is eternally "true," eternally "beau-tiful," and eternally "good."

we can thus begin to glimpse at least the outline of plato's philosophical project. but let's take one thing at a time. we are attempting to understand an extraordinary mind, a mind that was to have a profound influence on all subsequent european philosophy.

the world of ideas

both empedocles and democritus had drawn attention to the fact that although in the natural world everything "flows," there must nevertheless be "something" that never changes (the "four roots," or the "atoms"). plato agreed with the proposition as such--but in quite a different way.

plato believed that everything tangible in nature "flows." so there are no "substances" that do not dissolve. absolutely everything that belongs to the "material world" is made of a material that time can erode, but everything is made after a timeless "mold" or "form" that is eternal and immutable.

you see? no, you don't.

why are horses the same, sophie? you probably don't think they are at all. but there is something that all horses have in common, something that enables us to identify them as horses. a particular horse "flows," naturally. it might be old and lame, and in time it will die. but the "form" of the horse is eternal and immutable.

that which is eternal and immutable, to plato, is therefore not a physical "basic substance," as it was for empedocles and democritus. plato's conception was of eternal and immutable patterns, spiritual and abstract in their nature that all things are fashioned after.

let me put it like this: the pre-socratics had given a reasonably good explanation of natural change without having to presuppose that anything actually "changed." in the midst of nature's cycle there were some eternal and immutable smallest elements that did not dissolve, they thought. fair enough, sophie! but they had no reasonable explanation for how these "smallest elements" that were once building blocks in a horse could suddenly whirl together four or five hundred years later and fashion themselves into a completely new horse. or an elephant or a crocodile, for that matter. plato's point was that democritus' atoms never fashioned themselves into an "eledile" or a "crocophant." this was what set his philosophical reflections going.

if you already understand what i am getting at, you may skip this next paragraph. but just in case, i will clarify: you have a box of lego and you build a lego horse. you then take it apart and put the blocks back in the box. you cannot expect to make a new horse just by shaking the box. how could lego blocks of their own accord find each other and become a new horse again? no, you have to rebuild the horse, sophie. and the reason you can do it is that you have a picture in your mind of what the horse looked like. the lego horse is made from a model which remains unchanged from horse to horse.

how did you do with the fifty identical cookies? let us assume that you have dropped in from outer space and have never seen a baker before. you stumble into a tempting bakery--and there you catch sight of fifty identical gingerbread men on a shelf. i imagine you would wonder how they could be exactly alike. it might well be that one of them has an arm missing, another has lost a bit of its head, and a third has a funny bump on its stomach. but after careful thought, you would nevertheless conclude that all gingerbread men have something in common. although none of them is perfect, you would suspect that they had a common origin. you would realize that all the cookies were formed in the same mold. and what is more, sophie, you are now seized by the irresistible desire to see this mold. because clearly, the mold itself must be utter perfection--and in a sense, more beautiful--in comparison with these crude copies.

if you solved this problem all by yourself, you arrived at the philosophical solution in exactly the same way that plato did.

like most philosophers, he "dropped in from outer space." (he stood up on the very tip of one of the fine hairs of the rabbit's fur.) he was astonished at the way all natural phenomena could be so alike, and he concluded that it had to be because there are a limited number of forms "behind" everything we see around us. plato called these forms ideas. behind every horse, pig, or human being, there is the "idea horse," "idea pig," and "idea human being." (in the same way, the bakery we spoke of can have gingerbread men, gingerbread horses, and gingerbread pigs. because every self-respecting bakery has more than one mold. but one mold is enough for each type of gingerbread cookie.)

plato came to the conclusion that there must be a reality behind the "material world." he called this reality the world of ideas; it contained the eternal and immutable "patterns" behind the various phenomena we come across in nature. this remarkable view is known as plato's theory of ideas.

true knowledge

i'm sure you've been following me, sophie dear. but you may be wondering whether plato was being serious. did he really believe that forms like these actually existed in a completely different reality?

he probably didn't believe it literally in the same way for all his life, but in some of his dialogues that is certainly how he means to be understood. let us try to follow his train of thought.

a philosopher, as we have seen, tries to grasp something that is eternal and immutable. it would serve no purpose, for instance, to write a philosophic treatise on the existence of a particular soap bubble. partly because one would hardly have time to study it in depth before it burst, and partly because it would probably be rather difficult to find a market for a philosophic treatise on something nobody has ever seen, and which only existed for five seconds.

plato believed that everything we see around us in nature, everything tangible, can be likened to a soap bubble, since nothing that exists in the world of the senses is lasting. we know, of course, that sooner or later every human being and every animal will die and decompose. even a block of marble changes and gradually disintegrates. (the acropolis is falling into ruin, sophie! it is a scandal, but that's the way it is.) plato's point is that we can never have true knowledge of anything that is in a constant state of change. we can only have opinions about things that belong to the world of the senses, tangible things. we can only have true knowledge of things that can be understood with our reason.

all right, sophie, i'll explain it more clearly: a gingerbread man can be so lopsided after all that baking that it can be quite hard to see what it is meant to be. but having seen dozens of gingerbread men that were more or less successful, i can be pretty sure what the cookie mold was like. i can guess, even though i have never seen it. it might not even be an advantage to see the actual mold with my own eyes because we cannot always trust the evidence of our senses. the faculty of vision can vary from person to person. on the other hand, we can rely on what our reason tells us because that is the same for everyone.

if you are sitting in a classroom with thirty other pupils, and the teacher asks the class which color of the rainbow is the prettiest, he will probably get a lot of different answers. but if he asks what 8 times 3 is, the whole class will--we hope--give the same answer. because now reason is speaking and reason is, in a way, the direct opposite of "thinking so" or "feeling." we could say that reason is eternal and universal precisely because it only expresses eternal and universal states.

plato found mathematics very absorbing because mathematical states never change. they are therefore states we can have true knowledge of. but here we need an example.

imagine you find a round pinecone out in the woods. perhaps you say you "think" it looks completely round, whereas joanna insists it is a bit flattened on one side. (then you start arguing about it!) but you cannot have true knowledge of anything you can perceive with your eyes. on the other hand you can say with absolute certainty that the sum of the angles in a circle is 360 degrees. in this case you would be talking about an ideal circle which might not exist in the physical world but which you can clearly visualize. (you are dealing with the hidden gingerbread-man mold and not with the particular cookie on the kitchen table.)

in short, we can only have inexact conceptions of things we perceive with our senses. but we can have true knowledge of things we understand with our reason. the sum of the angles in a triangle will remain 180 degrees to the end of time. and similarly the "idea" horse will walk on four legs even if all the horses in the sensory world break a leg.

an immortal soul

as i explained, plato believed that reality is divided into two regions.

one region is the world of the senses, about which we can only have approximate or incomplete knowledge by using our five (approximate or incomplete) senses. in this sensory world, "everything flows" and nothing is permanent. nothing in the sensory world is, there are only things that come to be and pass away.

the other region is the world of ideas, about which we can have true knowledge by using our reason. this world of ideas cannot be perceived by the senses, but the ideas (or forms) are eternal and immutable.

according to plato, man is a dual creature. we have a body that "flows," is inseparably bound to the world of the senses, and is subject to the same fate as everything else in this world--a soap bubble, for example. all our senses are based in the body and are consequently unreliable. but we also have an immortal soul--and this soul is the realm of reason. and not being physical, the soul can survey the world of ideas.

but that's not all, sophie. it's not all!

plato also believed that the soul existed before it inhabited the body, (it was lying on a shelf in the closet with all the cookie molds.) but as soon as the soul wakes up in a human body, it has forgotten all the perfect ideas. then something starts to happen. in fact, a wondrous process begins. as the human being discovers the various forms in the natural world, a vague recollection stirs his soul. he sees a horse--but an imperfect horse. (a gingerbread horse!) the sight of it is sufficient to awaken in the soul a faint recollection of the perfect "horse," which the soul once saw in the world of ideas, and this stirs the soul with a yearning to return to its true realm. plato calls this yearning eras--which means love. the soul, then, expe-riences a "longing to return to its true origin." from now on, the body and the whole sensory world is experienced as imperfect and insignificant. the soul yearns to fly home on the wings of love to the world of ideas. it longs to be freed from the chains of the body.

let me quickly emphasize that plato is describing an ideal course of life, since by no means all humans set the soul free to begin its journey back to the world of ideas. most people cling to the sensory world's "reflections" of ideas. they see a horse--and another horse. but they never see that of which every horse is only a feeble imitation. (they rush into the kitchen and stuff themselves with gingerbread cookies without so much as a thought as to where they came from.) what plato describes is the philosophers'way. his philosophy can be read as a description of philosophic practice.

when you see a shadow, sophie, you will assume that there must be something casting the shadow. you see the shadow of an animal. you think it may be a horse, but you are not quite sure. so you turn around and see the horse itself--which of course is infinitely more beautiful and sharper in outline than the blurred "horse-shadow." plato believed similarly that all natural phenomena are merely shadows of the eternal forms or ideas. but most people are content with a life among shadows. they give no thought to what is casting the shadows. they think shadows are all there are, never realizing even that they are, in fact, shadows. and thus they pay no heed to the immortality of their own soul.

out of the darkness of the cave

plato relates a myth which illustrates this. we call it the myth of the cave. i'll retell it in my own words.

imagine some people living in an underground cave. they sit with their backs to the mouth of the cave with their hands and feet bound in such a way that they can only look at the back wall of the cave. behind them is a high wall, and behind that wall pass human-like creatures, holding up various figures above the top of the wall. because there is a fire behind these figures, they cast flickering shadows on the back wall of the cave. so the only thing the cave dwellers can see is this shadow play. they have been sitting in this position since they were born, so they think these shadows are all there are.

imagine now that one of the cave dwellers manages to free himself from his bonds. the first thing he asks himself is where all these shadows on the cave wall come from. what do you think happens when he turns around and sees the figures being held up above the wall? to begin with he is dazzled by the sharp sunlight. he is also dazzled by the clarity of the figures because until now he has only seen their shadow. if he manages to climb over the wall and get past the fire into the world outside, he will be even more dazzled. but after rubbing his eyes he will be struck by the beauty of everything. for the first time he will see colors and clear shapes. he will see the real animals and flowers that the cave shadows were only poor reflections of. but even now he will ask himself where all the animals and flowers come from. then he will see the sun in the sky, and realize that this is what gives life to these flowers and animals, just as the fire made the shadows visible.

the joyful cave dweller could now have gone skipping away into the countryside, delighting in his new-found freedom. but instead he thinks of all the others who are still down in the cave. he goes back. once there, he tries to convince the cave dwellers that the shadows on the cave wall are but flickering reflections of "real" things. but they don't believe him. they point to the cave wall and say that what they see is all there is. finally they kill him.

what plato was illustrating in the myth of the cave is the philosopher's road from shadowy images to the true ideas behind all natural phenomena. he was probably also thinking of socrates, whom the "cave dwellers" killed because he disturbed their conventional ideas and tried to light the way to true insight. the myth of the cave illustrates socrates' courage and his sense of pedagogic responsibility.

plato's point was that the relationship between the darkness of the cave and the world beyond corresponds to the relationship between the forms of the natural world and the world of ideas. not that he meant that the natural world is dark and dreary, but that it is dark and dreary in comparison with the clarity of ideas. a picture of a beautiful landscape is not dark and dreary either. but it is only a picture.

the philosophic state

the myth of the cave is found in plato's dialogue the republic. in this dialogue plato also presents a picture of the "ideal state," that is to say an imaginary, ideal, or what we would call a utopian, state. briefly, we could say that plato believed the state should be governed by philosophers. he bases his explanation of this on the construction of the human body.

according to plato, the human body is composed of three parts: the head, the chest, and the abdomen. for each of these three parts there is a corresponding faculty of the soul. reason belongs to the head, will belongs to the chest, and appetite belongs to the abdomen. each of these soul faculties also has an ideal, or "virtue." reason aspires to wisdom, will aspires to courage, and appetite must be curbed so that temperance can be exercised. only when the three parts of the body function together as a unity do we get a harmonious or "virtuous" individual. at school, a child must first learn to curb its appetites, then it must develop courage, and finally reason leads to wisdom.

plato now imagines a state built up exactly like the tripartite human body. where the body has head, chest, and abdomen, the state has rulers, auxiliaries, and fa-borers (farmers, for example). here plato clearly uses greek medical science as his model. just as a healthy and harmonious man exercises balance and temperance, so a "virtuous" state is characterized by everyone knowing their place in the overall picture.

like every aspect of plato's philosophy, his political philosophy is characterized by rationalism. the creation of a good state depends on its being governed with reason. just as the head governs the body, so philosophers must rule society.

let us attempt a simple illustration of the relationship between the three parts of man and the state:

body soul virtue state

head reason wisdom rulers

chest will courage auxiliaries

abdomen appetite temperance laborers

plato's ideal state is not unlike the old hindu caste system, in .which each and every person has his or her particular function for the good of the whole. even before plato's time the hindu caste system had the same tripartite division between the auxiliary caste (or priest caste), the warrior caste, and the laborer caste. nowadays we would perhaps call plato's state totalitarian. but it is worth noting that he believed women could govern just as effectively as men for the simple reason that the rulers govern by virtue of their reason. women, he asserted, have exactly the same powers of reasoning as men, provided they get the same training and are exempt from child rearing and housekeeping. in plato's ideal state, rulers and warriors are not allowed family life or private property. the rearing of children is considered too important to be left to the individual and should be the responsibility of the state. (plato was the first philosopher to advocate state-organized nursery schools and full-time education.)

after a number of significant political setbacks, plato wrote the tows, in which he described the "constitutional state" as the next-best state. he now reintroduced both private property and family ties. women's freedom thus became more restricted. however, he did say that a state that does not educate and train women is like a man who only trains his right arm.

all in all, we can say that plato had a positive view of women--considering the time he lived in. in the dialogue symposium, he gives a woman, the legendary priestess diotima, the honor of having given socrates his philosophic insight.

so that was plato, sophie. his astonishing theories have been discussed--and criticized--for more than two thousand years. the first man to do so was one of the pupils from his own academy. his name was aristotle, and he was the third great philosopher from athens.

i'll say no more!

while sophie had been reading about plato, the sun had risen over the woods to the east. it was peeping over the horizon just as she was reading how one man clambered out of the cave and blinked in the dazzling light outside.

it was almost as if she had herself emerged from an underground cave. sophie felt that she saw nature in a completely different way after reading about plato. it was rather like having been color-blind. she had seen some shadows but had not seen the clear ideas.

she was not sure plato was right in everything he had said about the eternal patterns, but it was a beautiful thought that all living things were imperfect copies of the eternal forms in the world of ideas. because wasn't it true that all flowers, trees, human beings, and animals were "imperfect"?

everything she saw around her was so beautiful and so alive that sophie had to rub her eyes to really believe it. but nothing she was looking at now would last. and yet--in a hundred years the same flowers and the same animals would be here again. even if every single flower and every single animal should fade away and be forgotten, there would be something that "recollected" how it all looked.

sophie gazed out at the world. suddenly a squirrel ran up the trunk of a pine tree. it circled the trunk a few times and disappeared into the branches.

"i've seen you before!" thought sophie. she realized that maybe it was not the same squirrel that she had seen previously, but she had seen the same "form." for all she knew, plato could have been right. maybe she really had seen the eternal "squirrel" before--in the world of ideas, before her soul had taken residence in a human body.

could it be true that she had lived before? had her soul existed before it got a body to move around in? and was it really true that she carried a little golden nugget inside her--a jewel that cannot be corroded by time, a soul that would live on when her own body grew old and died?